-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, URSnKiknXRAKIrJ+wAYydMeVkc1JUJAFZd5eGwAwS0aWBXJZqmZPhTayJUQSjxQ7 Mm4L9F9qUAk65wvze7IxUQ== 0001024739-00-000040.txt : 20000202 0001024739-00-000040.hdr.sgml : 20000202 ACCESSION NUMBER: 0001024739-00-000040 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 222746503 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-50693 FILM NUMBER: 510831 BUSINESS ADDRESS: STREET 1: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 908271-909 MAIL ADDRESS: STREET 1: 394 ELIZABETH AVE CITY: SOMERSET STATE: NJ ZIP: 08873 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNION MINIERE S A /FI CENTRAL INDEX KEY: 0000934825 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: RUE DE MARAIS STREET 2: BROEKSTRAAT 31 CITY: BRUSSELS BELGIUM STATE: C9 ZIP: 00000 BUSINESS PHONE: 3222277900 MAIL ADDRESS: STREET 1: UNION MINIERE SA STREET 2: RUE DE MARAIS BROEKSTRAAT 31 CITY: B 1000 BRUSSELS STATE: C9 FORMER COMPANY: FORMER CONFORMED NAME: UNION MINIERE S A /FI DATE OF NAME CHANGE: 19980210 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* Emcore Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 290846104 ----------------------------------------------------------- (CUSIP Number) December 31, 1999 ----------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on his form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 290846104 Page 2 of 9 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS n.v. Union Miniere s.a. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Belgium - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER 0 SHARES --------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 392,857 --------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON --------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH 392,857 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 392,857 - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.8% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 290846104 Page 3 of 9 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Union Miniere USA Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER 0 SHARES -------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 392,857 -------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON -------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH 392,857 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 392,857 - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.8% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 290846104 Page 4 of 9 Pages Item 1 (a): Name of Issuer: - ------ -------------- Emcore Corporation (the "Issuer") (b): Address of Issuer's Principal Executive Offices: ----------------------------------------------- 394 Elizabeth Avenue Somerset, NJ 08873 Item 2 (a): Name of Persons Filing: - ------ ---------------------- This statement is being filed by n.v.Union Miniere s.a. and by Union Miniere USA Inc. (b): Address of Principal Business Office or, if None, Residence: ------------------------------------------------- The principal business office of n.v. Union Miniere s.a. is located at Rue de Marais, Broekstraat 31, B-1000 Brussels, Belgium. The principal business office of Union Miniere USA Inc. is located at 3120 Highwoods Boulevard #110, Raleigh, NC 27604. (c): Citizenship: ----------- n.v. Union Miniere s.a. is organized under the laws of Belgium. Union Miniere USA Inc. is organized under the laws of the state of Delaware. (d): Title of Class of Securities: ---------------------------- This filing relates to shares of Common Stock, no par value, of the Issuer ("Common Stock"). Item 3: If this Statement is Filed Pursuant to Rule 13d-1(b), or - ------ 13d-2(b) or (c), Check Whether the Person Filing is a: -------------------------------------------------------- (a) |_| Broker or dealer registered under Section 15 of the Exchange Act. (b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act. CUSIP No. 290846104 Page 5 of 9 Pages (c) |_| Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) |_| Investment company registered under Section 8 of the Investment Company Act. (e) |_| An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4: Ownership: - ------ --------- As of December 31, 1999 and January 21, 2000, n.v. Union Miniere s.a. and Union Miniere USA Inc. each beneficially own in the aggregate the following: (a) Amount Beneficially Owned: 392,857 shares of Common Stock (b) Percent of class: 2.8% CUSIP No. 290846104 Page 6 of 9 Pages (c) Number of shares to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 392,857 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 392,857 Item 5: Ownership of Five Percent or Less of Class: - ------ ------------------------------------------ If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ]. Item 6: Ownership of More than Five Percent on Behalf of Another - ------ Person: -------------------------------------------------------- See Exhibit A. Item 7: Identification and Classification of the Subsidiary Which - ------ Acquired the Security Being Reported on By the Parent Holding Company: --------------------------------------------------------- See Exhibit A. Item 8: Identification and Classification of Members of the Group: - ------ --------------------------------------------------------- Not applicable. Item 9: Notice of Dissolution of Group: - ------ ------------------------------ Not applicable. CUSIP No. 290846104 Page 7 of 9 Pages Item 10: Certification: - ------- ------------- By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 290846104 Page 8 of 9 Pages SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Date: January 21, 2000 n.v. Union Miniere s.a. /s/ Arnoud de Pret --------------------------------------- Arnoud de Pret Corporate Vice-President Finance /s/ Alain Godefroid --------------------------------------- Alain Godefroid Corporate Vice President Legal & Environmental Affairs Date: January 21, 2000 Union Miniere USA Inc. /s/ Arnoud de Pret --------------------------------------- Arnoud de Pret President /s/ Richard C. Laird --------------------------------------- Richard C. Laird Executive Vice President CUSIP No. 290846104 Page 9 of 9 Pages EXHIBIT A Identification of Subsidiary and Agreement Regarding Joint Filing Union Miniere USA Inc. is the record owner of all 392,857 shares of Emcore Corporation Common Stock to which this filing relates. Union Miniere, s.a. directly or indirectly owns virtually all of the outstanding shares of Union Miniere USA Inc. Union Miniere, s.a. and Union Miniere USA Inc. hereby agree to file this schedule jointly pursuant to Rule 13d-1(k)(1). Date: January 21, 2000 n.v. Union Miniere s.a. /s/ Arnoud de Pret --------------------------------------- Arnoud de Pret Corporate Vice-President Finance /s/ Alain Godefroid --------------------------------------- Alain Godefroid Corporate Vice President Legal & Environmental Affairs Date: January 21, 2000 Union Miniere USA Inc. /s/ Arnoud de Pret --------------------------------------- Arnoud de Pret President /s/ Richard C. Laird --------------------------------------- Richard C. Laird Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----